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Friday, November 15, 2013

SEC Busts Alleged Inside Trader

... tment accusing him of tipping others to inside information. Level Global was an unregistered investment adviser in Greenwich, Conn., that managed $4 billion in assets in 2010. The SEC seeks disgorgement, penalties and an injunction.

http://www.courthousenews.com/2013/11/15/62921.htm

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