... $25,000 for New York-based Lebenthal & Co. LLC, $15,000 for New York-based Barclays Capital Inc., and $7,500 for Greenwich, Conn.-based Interactive Brokers LLC, according to its monthly disciplinary report released Friday. FINRA found that Advisors ...
http://www.onwallstreet.com/news/Four-Firms-to-Pay-FINRA-Fines-2683906-1.html
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